Ontology http://fundontology.com/fr/rule/Rules_Investment_Adviser_Act.ttl

dct:license

https://opensource.org/licenses/MIT

https://opensource.org/licenses/GPL-3.0

Jurgen Ziemer

Jayzed Data Models Inc.

owl:Ontology

The rules determine registration and filing requirements under United States Code (USC) 15 U.S. Code § 80b–2 - Definitions The rules are encoded as defined subclasses of LKIF-norm:Normatively_Qualified. There are 4 Financial Condition subclasses: 1) Defining Conditions 15 U.S. Code § 80b–2 11 2) Excluding Conditions 15 U.S. Code § 80b–2 11 A-H 3) Exempting Conditions 15 U.S. Code § 80b–3 (b) 1-7 4) Prohibiting Condition 15 U.S. Code § 80b–3a - State and Federal responsibilities and exceptions from prohibition Code of Federal Regulations (CFR) 17 CFR 275.203A-2

http://fundontology.com/fr/ref/Fund_Legal_Reference.ttl

http://finregont.com/fro/ref/FIBO_LKIF_Alignment.ttl

http://fundontology.com/fr/ref/Fund_Financial_Reference.ttl

Defined classes and SPARQL rules to implement filing requirements under the Investment Adviser Act.