owl:Class |
For the Investment Adviser Act, the subclasses define Functional Business Entities as Exempted from Adviser definition, if they meet the criteria in U.S. Code § 80b–3 (b) - Investment advisers who need not be registered. |
Legal Status Expression: Defined as Service |
fr-rule-iaa:Financial Condition and (lkif-jc-core:considered_by some fr-rule-iaa:Financial Exemption Rule) |
A set of financial conditions that subsume members, who are exempted from regulatory definition. If the condition is fulfilled, it will be considered by an Exemption Rule, which in turn applies an Exemption Status. |
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