http://fundontology.com/fr/rule/Rules_Investment_Adviser_Act.ttl#FinancialExclusionRule
Class 'fr-rule-iaa:Financial Exclusion Rule'


rdf:type
owl:Class
rdfs:comment
fro-leg-ref:hasCodeReference point to U.S. Code 80b2 - Exclusions
rdfs:label
Financial Exclusion Rule
rdfs:subClassOf
lkif-jc-core:applies some fr-rule-iaa:Legal Status Excluded from registration as Investment Adviser
fr-rule-iaa:Financial Rule
skos:definition
Instances of this class apply a Legal Status for the Exclusion from Registration requirements as per the Investment Adviser Act. 15 U.S. Code 80b2 - Definitions (a) (11) (A) through (H)
Instances
fr-rule-iaa:Financial Rule Excluded per U.S. Code 80b2 (a) (11) (B) - Professional, fr-rule-iaa:Financial Rule Excluded per U.S. Code 80b2 (a) (11) (C) - Broker Dealer, fr-rule-iaa:Financial Rule Excluded per U.S. Code 80b2 (a) (11) (D) - Publisher, fr-rule-iaa:Financial Rule Excluded per U.S. Code 80b2 (a) (11) (E) - Government Securities only, fr-rule-iaa:Financial Rule Excluded per U.S. Code 80b2 (a) (11) (F) - Rating Organization, fr-rule-iaa:Financial Rule Excluded per U.S. Code 80b2 (a) (11) (G) - Family Office, fr-rule-iaa:Financial Rule Excluded per U.S. Code 80b2 (a) (11) (H) - other, fr-rule-iaa:Financial Rule Excluded U.S. Code 80b2 (11) (A) Bank

References

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