http://fundontology.com/fr/rule/Rules_Investment_Adviser_Act.ttl#FinancialExemptionRule
Class 'fr-rule-iaa:Financial Exemption Rule'


rdf:type
owl:Class
rdfs:comment
fro-leg-ref:hasCodeReference point to U.S. Code 80b3 - Exemptions
rdfs:label
Financial Exemption Rule
rdfs:subClassOf
lkif-jc-core:applies some fr-rule-iaa:Legal Status Exempted from registration as Investment Adviser
fr-rule-iaa:Financial Rule
skos:definition
Instances of this class apply a Legal Status for the Exemption from Registration requirements as per the Investment Adviser Act. 15 U.S. Code 80b3 (b) - Exemptions (1) through (7)
Instances
fr-rule-iaa:Financial Rule Exempted U.S. Code 80b3 (b) (1) Private Fund same state, fr-rule-iaa:Financial Rule Exempted U.S. Code 80b3 (b) (2) Insurance clients, fr-rule-iaa:Financial Rule Exempted U.S. Code 80b3 (b) (3) Foreign Private Investors only, fr-rule-iaa:Financial Rule Exempted U.S. Code 80b3 (b) (4) (B) Charitable clients, fr-rule-iaa:Financial Rule Exempted U.S. Code 80b3 (b) (4) (B) Charity Funds, fr-rule-iaa:Financial Rule Exempted U.S. Code 80b3 (b) (4) (C) Trust, fr-rule-iaa:Financial Rule Exempted U.S. Code 80b3 (b) (5) Church Plan, fr-rule-iaa:Financial Rule Exempted U.S. Code 80b3 (b) (6) Commodity Trading Adviser, fr-rule-iaa:Financial Rule Exempted U.S. Code 80b3 (b) (7) (A) Small Business, fr-rule-iaa:Financial Rule Exempted U.S. Code 80b3 (b) (7) (A) Small Business affiliate, fr-rule-iaa:Financial Rule Exempted U.S. Code 80b3 (b) (7) (B) Small Business license

References

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