http://fundontology.com/fr/rule/Rules_Investment_Adviser_Act.ttl#Legal_Status_Prohibition_Defined
Class 'fr-rule-iaa:Legal Status Prohibition from registration defined'


rdf:type
owl:Class
rdfs:comment
For the Fund Ontology Investment Advisor Act the status instances that the FIBO Functional Business Entity is a small/mid-size advisor prohibited from registration with the Securities & Exchange Commission. (unless exempted from prohibition)
rdfs:label
Legal Status Prohibition from registration defined
rdfs:subClassOf
fr-rule-iaa:Legal Status Prohibited from registration as investment adviser
skos:definition
The Legal Status that regulates an entity meets the definition of some prohibition.
Instances
fr-rule-iaa:Legal Status Prohibited U.S. Code § 80b–3a (a) (1) (A) State Regulated small adviser, fr-rule-iaa:Legal Status Prohibited U.S. Code § 80b–3a (a) (1) (B) State Regulated mid-size adviser

References

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