http://fundontology.com/fr/rule/Rules_Investment_Adviser_Act.ttl#Legal_Status_Prohibition_Exempted
Class 'fr-rule-iaa:Legal Status Prohibition excempted'


rdf:type
owl:Class
rdfs:comment
For the Fund Ontology Investment Advisor Act the status instances that the FIBO Functional Business Entity is exempted from registration prohibition. It must file with the Securities & Exchange Commission. Note: We always set this status, where applicable, even if the entity is a large adviser not meeting the Definition of Prohibited Advisors.
rdfs:label
Legal Status Prohibition excempted
rdfs:subClassOf
fr-rule-iaa:Legal Status Prohibited from registration as investment adviser
skos:definition
The Legal Status that regulates an entity is exempted from some prohibition.
Instances
fr-rule-iaa:Legal Status Prohibition Exempted CFR 275.203A-2 (a) Pension consultants, fr-rule-iaa:Legal Status Prohibition Exempted CFR 275.203A-2 (b) Registered Company Adviser, fr-rule-iaa:Legal Status Prohibition Exempted CFR 275.203A-2 (c) Eligible within 120 days, fr-rule-iaa:Legal Status Prohibition Exempted CFR 275.203A-2 (d) Multi-state adviser, fr-rule-iaa:Legal Status Prohibition Exempted CFR 275.203A-2 (e) Internet Adviser

References

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