'fr-rule-iaa:Legal Status Expression: Defined as Service'

http://fundontology.com/fr/rule/Rules_Investment_Adviser_Act.ttl#ProhibitingCondition
Class 'fr-rule-iaa:Legal Status Expression: Defined as Service'

rdf:type

owl:Class

rdfs:comment

For the Investment Adviser Act, the subclasses define Functional Business Entities as Prohibited from registration with the Securities & Exchange Commission, if they meet the criteria in U.S. Code § 80b–3a (a) and are not exempted from prohibition under CFR 275.203 A-2

rdfs:label

Legal Status Expression: Defined as Service

rdfs:subClassOf

fr-rule-iaa:Financial Condition

owl:equivalentClass

fr-rule-iaa:Financial Condition
and (lkif-jc-core:considered_by some fr-rule-iaa:Financial Prohibition Rule)

skos:definition

A set of financial conditions that subsume members, who fullfill a prohibition. If the condition is fulfilled, it will be considered by a Prohibition Rule, which in turn applies an Prohibition Status.

References
as rdfs:subClassOf (fr-rule-iaa:Prohibition Exempted ex. CFR 275.203A-2 (e) Internet adviser, fr-rule-iaa:Prohibition Exempted ex. CFR 275.203A-2 (d) Multi-state adviser, fr-rule-iaa:Prohibition Exempted ex. CFR 275.203A-2 (c) Eligible within 120 days, fr-rule-iaa:Prohibition Exempted ex. CFR 275.203A-2 (b) Registered Company Adviser, fr-rule-iaa:Prohibition Exempted ex. CFR 275.203A-2 (a) Pension consultants, fr-rule-iaa:Prohibition Exempted, fr-rule-iaa:Prohibition defined, fr-rule-iaa:Prohibited ex. USC § 80b–3a (a) (1) (B) - State regulated mid-size adviser, fr-rule-iaa:Prohibited ex. USC § 80b–3a (a) (1) (A) - State regulated small adviser)

References

as rdfs:subClassOf (fr-rule-iaa:Prohibition Exempted ex. CFR 275.203A-2 (e) Internet adviser, fr-rule-iaa:Prohibition Exempted ex. CFR 275.203A-2 (d) Multi-state adviser, fr-rule-iaa:Prohibition Exempted ex. CFR 275.203A-2 (c) Eligible within 120 days, fr-rule-iaa:Prohibition Exempted ex. CFR 275.203A-2 (b) Registered Company Adviser, fr-rule-iaa:Prohibition Exempted ex. CFR 275.203A-2 (a) Pension consultants, fr-rule-iaa:Prohibition Exempted, fr-rule-iaa:Prohibition defined, fr-rule-iaa:Prohibited ex. USC § 80b–3a (a) (1) (B) - State regulated mid-size adviser, fr-rule-iaa:Prohibited ex. USC § 80b–3a (a) (1) (A) - State regulated small adviser)

http://fundontology.com/fr/rule/Rules_Investment_Adviser_Act.ttl#ProhibitingCondition Class 'fr-rule-iaa:Legal Status Expression: Defined as Service'

http://fundontology.com/fr/rule/Rules_Investment_Adviser_Act.ttl#ProhibitingCondition
Class 'fr-rule-iaa:Legal Status Expression: Defined as Service'