Ontology http://fundontology.com/fr/rule/Rules_Investment_Adviser_Act.ttl


Imports
owl:imports
http://fundontology.com/fr/ref/Fund_Legal_Reference.ttl
http://finregont.com/fro/ref/FIBO_LKIF_Alignment.ttl
http://fundontology.com/fr/ref/Fund_Financial_Reference.ttl

dct:license

https://opensource.org/licenses/MIT
https://opensource.org/licenses/GPL-3.0
sm:author
Jurgen Ziemer
sm:copyright
Jayzed Data Models Inc.
rdf:type
owl:Ontology
rdfs:comment
The rules determine registration and filing requirements under United States Code (USC) 15 U.S. Code § 80b–2 - Definitions The rules are encoded as defined subclasses of LKIF-norm:Normatively_Qualified. There are 4 Financial Condition subclasses: 1) Defining Conditions 15 U.S. Code § 80b–2 11 2) Excluding Conditions 15 U.S. Code § 80b–2 11 A-H 3) Exempting Conditions 15 U.S. Code § 80b–3 (b) 1-7 4) Prohibiting Condition 15 U.S. Code § 80b–3a - State and Federal responsibilities and exceptions from prohibition Code of Federal Regulations (CFR) 17 CFR 275.203A-2
owl:imports
http://fundontology.com/fr/ref/Fund_Legal_Reference.ttl
http://finregont.com/fro/ref/FIBO_LKIF_Alignment.ttl
http://fundontology.com/fr/ref/Fund_Financial_Reference.ttl
skos:definition
Defined classes and SPARQL rules to implement filing requirements under the Investment Adviser Act.
References

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